Form 4 for UEC URANIUM ENERGY CORP
Accepted 2021-09-27 00:00:00 ET · period of report 2021-09-23 · accession 0001437749-21-022709 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-27 | 2021-09-24 | UEC | Ballesta Moya Gloria L | Dir | S - Sale+OE | $2.92 | -10.0K | 74.4K | -12% | -$29.2K |
| D | 2021-09-27 | 2021-09-23 | UEC | Ballesta Moya Gloria L | Dir | F - Tax | $3.11 | -8,939 | 84.4K | -10% | -$27.8K |
| D | 2021-09-27 | 2021-09-23 | UEC | Ballesta Moya Gloria L | Dir | M - OptEx | $2.78 | +10.0K | 93.3K | +12% | +$27.8K |
| D | 2021-09-27 | 2021-09-23 | UEC | Ballesta Moya Gloria L | Dir | M - OptEx | — | -10.0K | 275.3K | -4% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2021-09-24 | S | D | 10,000 | $2.92 | 74,394 | D | — | — | |
| 2 | Common | COMMON STOCK | 2021-09-23 | F | D | 8,939 | $3.11 | 84,394 | D | — | — | |
| 3 | Common | COMMON STOCK | 2021-09-23 | M | A | 10,000 | $2.78 | 93,333 | D | — | — | (F1) The Reporting Person exercised options previously granted to her under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 8,939shares at a fair market value of $3.11 per share being equal to the exercise price, such that the Reporting Person was issued 1,061 shares. |
| 4 | Derivative | Options | 2021-09-23 | M | D | 10,000 | — | 275,330 | D | $2.78 · 2013-03-26 to 2021-09-26 | 10,000 Common Stock | (F2) Granted pursuant to and in accordance with the Company's stock incentive plan. |