Form 4 for HGLB HIGHLAND GLOBAL ALLOCATION FUND
Accepted 2021-10-13 00:00:00 ET · period of report 2021-10-12 · accession 0001437749-21-023620 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2021-10-13 | 2021-10-12 | HGLB | Froehlich Robert J | Dir | P - Purchase | $9.42 | +999 | 7,215 | +16% | +$9,411 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-12 | P | A | 999 | $9.42 | 7,215 | I See Footnote | — | — | (F1) These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA Account. |