Form 4 for NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST

Accepted 2021-11-01 00:00:00 ET · period of report 2021-10-28 · accession 0001437749-21-024743 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2021-11-01	2021-10-28+	NXDT	DONDERO JAMES D	See Remarks, 10%	P - Purchase	$16.84	+50.3K	3,832	New	+$847.5K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	5.50% Series A Cumulative Preferred Shares	2021-10-29	P	A	9,172	$22.02	13,004	I See Footnote	—	—	(F2) These shares are held by certain entities ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
2	Common	Common Stock	2021-10-29	P	A	21,407	$15.14	2,749,091	I See Footnote	—	—	(F1) These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
3	Common	Common Stock	2021-10-28	P	A	15,900	$14.90	2,728,044	I See Footnote	—	—	(F1) These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
4	Common	5.50% Series A Cumulative Preferred Shares	2021-10-28	P	A	3,832	$22.05	3,832	I See Footnote	—	—	(F2) These shares are held by certain entities ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.