Form 4 for ETD ETHAN ALLEN INTERIORS INC
Accepted 2021-11-04 00:00:00 ET · period of report 2021-11-02 · accession 0001437749-21-025333 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-11-04 | 2021-11-02 | ETD | KATHWARI M FAROOQ | COB, Pres, CEO, Dir, 10% | G - Gift | $24.35 | -75.0K | 1.95M | -4% | -$1.83M | |
| I | 2021-11-04 | 2021-11-02 | ETD | KATHWARI M FAROOQ | COB, Pres, CEO, Dir, 10% | G - Gift | $24.35 | +75.0K | 520.8K | +17% | +$1.83M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-02 | G | D | 75,000 | $24.35 | 1,946,769 | D The Irfan Kathwari Foundation | — | — | (F1) These securities represent a bona fide charitable gift by the reporting person to The Irfan Kathwari Foundation. (F2) The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on November 2, 2021, the date the gifting of shares were transacted. |
| 2 | Common | Common Stock | 2021-11-02 | G | A | 75,000 | $24.35 | 520,776 | I | — | — | (F1) These securities represent a bona fide charitable gift by the reporting person to The Irfan Kathwari Foundation. (F2) The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on November 2, 2021, the date the gifting of shares were transacted. |