Form 4 for HPK HighPeak Energy, Inc.

Accepted 2021-11-08 00:00:00 ET · period of report 2021-11-04 · accession 0001437749-21-025696 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-11-08	2021-11-04	HPK	HIGHTOWER JACK	CEO, Dir, 10%	A - Grant	$0.00	+1.39M	2.26M	+158%	$0
D	2021-11-08	2021-11-04	HPK	HIGHTOWER JACK	CEO, Dir, 10%	A - Grant	$0.00	+164.5K	6.12M	+3%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, par value $0.0001 per share	2021-11-04	A	A	1,385,500	$0.00	2,261,723	D	—	—	(F1) On April 5, 2021, the Reporting Person filed a Form 4 which inadvertently reported that, following an open market purchase of the Issuer's common stock, par value $0.0001 per share ("Common Stock") he held a total of 276,223 shares of Common Stock. In fact, in addition to the 276,223 shares of Common Stock previously reported and the acquisition reported in this Form 4, the reporting person directly owns an additional 100,000 shares of Common Stock acquired by the Reporting Person in connection with the business combination transaction between the Issuer and Pure Acquisition Corp., a Delaware corporation (the "Transaction") and 500,000 shares of Common Stock acquired by HighPeak Energy III, LP a Delaware limited partnership ("HighPeak III") in connection with the Transaction and later transferred to the Reporting Person.
2	Derivative	Employee Stock Option (right to buy)	2021-11-04	A	A	164,500	$0.00	6,117,995	D	$14.36 · — to 2031-11-03	164,500 Common Stock, par value $0.0001 per share	(F4) The option was fully vested as of the date of grant.