Form 4 for HPK HighPeak Energy, Inc.
Accepted 2021-11-08 00:00:00 ET · period of report 2021-11-04 · accession 0001437749-21-025705 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-08 | 2021-11-04 | HPK | Hollis Michael L. | Pres, Dir | A - Grant | $0.00 | +115.0K | 182.3K | +171% | $0 |
| D | 2021-11-08 | 2021-11-04 | HPK | Hollis Michael L. | Pres, Dir | A - Grant | $0.00 | +35.0K | 1.28M | +3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.0001 per share | 2021-11-04 | A | A | 115,000 | $0.00 | 182,256 | D | — | — | |
| 2 | Derivative | Employee Stock Option (right to buy) | 2021-11-04 | A | A | 35,000 | $0.00 | 1,285,000 | D | $14.36 · — to 2031-11-03 | 35,000 Common Stock, par value $0.0001 per share | (F1) The option vests in three equal installments: one-third on the date of grant, one-third on the first anniversary of the date of grant, and one-third on the second anniversary of the date of grant. |