Form 4 for SGC SUPERIOR GROUP OF COMPANIES, INC.
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-17 · accession 0001437749-21-027045 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-18 | 2021-11-17 | SGC | DEMOTT ANDREW D JR | COO, CFO, Dir | D - Sale to Iss | $25.95 | -5,945 | 207.0K | -3% | -$154.3K |
| D | 2021-11-18 | 2021-11-17 | SGC | DEMOTT ANDREW D JR | COO, CFO, Dir | F - Tax | $25.95 | -2,982 | 204.0K | -1% | -$77.4K |
| D | 2021-11-18 | 2021-11-17 | SGC | DEMOTT ANDREW D JR | COO, CFO, Dir | M - OptEx | $8.48 | +18.2K | 212.9K | +9% | +$154.3K |
| D | 2021-11-18 | 2021-11-17 | SGC | DEMOTT ANDREW D JR | COO, CFO, Dir | M - OptEx | $0.00 | -18.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-17 | D | D | 5,945 | $25.95 | 206,984 | D | — | — | (F3) Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights. (F2) Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 21,453 continue to be subject to forfeiture as of the date of this filing. |
| 2 | Common | Common Stock | 2021-11-17 | F | D | 2,982 | $25.95 | 204,002 | D | — | — | (F4) Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights. (F2) Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 21,453 continue to be subject to forfeiture as of the date of this filing. |
| 3 | Common | Common Stock | 2021-11-17 | M | A | 18,190 | $8.48 | 212,929 | D | — | — | (F1) Shares acquired upon exercise of stock-settled stock appreciation rights. (F2) Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 21,453 continue to be subject to forfeiture as of the date of this filing. |
| 4 | Derivative | Stock Appreciation Rights | 2021-11-17 | M | D | 18,190 | $0.00 | 0 | D | $8.48 · 2021-05-12 to 2025-05-12 | 18,190 Common Stock |