Form 4 for NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Accepted 2021-11-19 00:00:00 ET · period of report 2021-11-17 · accession 0001437749-21-027184 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-11-19 | 2021-11-17+ | NXDT | DONDERO JAMES D | See Remarks, 10% | P - Purchase | $17.71 | +52.7K | 2.84M | +2% | +$933.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | 5.50% Series A Cumulative Preferred Shares | 2021-11-18 | P | A | 12,409 | $21.84 | 23,352 | I See Footnote | — | — | (F1) These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. |
| 2 | Common | 5.50% Series A Cumulative Preferred Shares | 2021-11-18 | P | A | 2,652 | $21.76 | 10,943 | I See Footnote | — | — | (F1) These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. |
| 3 | Common | 5.50% Series A Cumulative Preferred Shares | 2021-11-17 | P | A | 5,700 | $21.89 | 8,291 | I See Footnote | — | — | (F1) These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. |
| 4 | Common | 5.50% Series A Cumulative Preferred Shares | 2021-11-17 | P | A | 2,591 | $21.88 | 2,591 | I See Footnote | — | — | (F1) These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. |
| 5 | Common | Common Stock | 2021-11-17 | P | A | 19,593 | $14.46 | 2,829,329 | I See Footnote | — | — | (F1) These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. |
| 6 | Common | Common Stock | 2021-11-18 | P | A | 9,743 | $14.33 | 2,839,072 | I See Footnote | — | — | (F1) These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares. |