Form 4 for MLSS MILESTONE SCIENTIFIC INC.
Accepted 2021-12-02 00:00:00 ET · period of report 2021-11-30 · accession 0001437749-21-027698 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-02 | 2021-11-30 | MLSS | OSSER LEONARD | Dir | M - OptEx | $1.71 | +62.1K | 4.31M | +1% | +$106.2K |
| DI | 2021-12-02 | 2021-12-01 | MLSS | OSSER LEONARD | Dir | M - OptEx | $0.5 | +71.2K | 4.38M | +2% | +$35.6K |
| DI | 2021-12-02 | 2021-12-01 | MLSS | OSSER LEONARD | Dir | M - OptEx | $0.00 | -71.2K | 0 | -100% | $0 |
| D | 2021-12-02 | 2021-11-30 | MLSS | OSSER LEONARD | Dir | M - OptEx | $0.00 | -62.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.001 | 2021-11-30 | M | A | 62,112 | $1.71 | 4,310,010 | D see footnote | — | — | (F1) 1,505,512 of these shares are issuable to the reporting person at the termination of employment. (F2) Recordholder is Pershing LLC. the reporting person is the beneficial owner of these shares thru his brokerage account at Pershing. |
| 2 | Common | Common Stock, Par Value $0.001 | 2021-12-01 | M | A | 71,250 | $0.5 | 4,381,260 | I | — | — | (F1) 1,505,512 of these shares are issuable to the reporting person at the termination of employment. |
| 3 | Derivative | Warrants (right to buy) | 2021-12-01 | M | D | 71,250 | $0.00 | 0 | I | $0.5 · 2019-02-06 to 2022-01-08 | 71,250 Common Stock | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2021-11-30 | M | D | 62,112 | $0.00 | 0 | D see footnote | $1.71 · 2017-01-09 to 2022-01-08 | 62,112 Common Stock | (F2) Recordholder is Pershing LLC. the reporting person is the beneficial owner of these shares thru his brokerage account at Pershing. |