Form 4 for HPK HighPeak Energy, Inc.
Accepted 2021-12-02 00:00:00 ET · period of report 2021-11-30 · accession 0001437749-21-027741 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-02 | 2021-11-30+ | HPK | Hollis Michael L. | Pres, Dir | P - Purchase | $13.21 | +5,001 | 185.1K | +3% | +$66.1K |
| DM | 2021-12-02 | 2021-11-30+ | HPK | Hollis Michael L. | Pres, Dir | P - Purchase | $4.48 | +7,787 | 38.5K | +25% | +$34.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.0001 per share | 2021-12-02 | P | A | 2,200 | $13.17 | 187,257 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $13.13 to $13.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| 2 | Common | Common Stock, par value $0.0001 per share | 2021-11-30 | P | A | 2,801 | $13.25 | 185,057 | D | — | — | (F1) These shares of common stock were purchased in multiple transactions at a price of $13.25 per share. |
| 3 | Derivative | Warrants (right to buy) | 2021-12-02 | P | A | 3,403 | $4.49 | 41,921 | D | $11.50 · 2021-12-02 to 2025-08-21 | 3,403 Common Stock, par value $0.0001 per share | (F5) The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $4.44 to $4.50, inclusive. |
| 4 | Derivative | Warrants (right to buy) | 2021-11-30 | P | A | 2,538 | $4.45 | 36,672 | D | $11.50 · 2021-11-30 to 2025-08-21 | 2,538 Common Stock, par value $0.0001 per share | (F3) The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $4.42 to $4.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the ranges set forth in footnotes (3) and (5) to this Form 4. |
| 5 | Derivative | Warrants (right to buy) | 2021-12-01 | P | A | 1,846 | $4.50 | 38,518 | D | $11.50 · 2021-12-01 to 2025-08-21 | 1,846 Common Stock, par value $0.0001 per share | (F4) These warrants were purchased in multiple transactions at a price of $4.50 per warrant. |