Form 4 for ETD ETHAN ALLEN INTERIORS INC
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-16 · accession 0001437749-21-028910 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-12-17 | 2021-12-16 | ETD | KATHWARI M FAROOQ | COB, Pres, CEO, Dir, 10% | G - Gift | $25.44 | +70.0K | 100.0K | +233% | +$1.78M |
| 2021-12-17 | 2021-12-16 | ETD | KATHWARI M FAROOQ | COB, Pres, CEO, Dir, 10% | G - Gift | $25.44 | -70.0K | 1.95M | -3% | -$1.78M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-16 | G | A | 10,000 | $25.44 | 455,776 | I | — | — | (F3) These securities represent bona fide gifts by the reporting person to The Irfan Kathwari Foundation. (F2) The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on December 16, 2021, the date the gifting of shares were transacted. |
| 2 | Common | Common Stock | 2021-12-16 | G | A | 60,000 | $25.44 | 100,000 | I The Irfan Kathwari Foundation | — | — | (F1) These securities represent bona fide gifts by the reporting person to four irrevocable trusts held in the names of the reporting person's grandchildren as beneficiaries. Shares are equally held in each of the four irrevocable trusts, of which the reporting person's spouse and other members of his family are trustees. (F2) The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on December 16, 2021, the date the gifting of shares were transacted. |
| 3 | Common | Common Stock | 2021-12-16 | G | D | 70,000 | $25.44 | 1,951,769 | D Grandchildren's trust accounts | — | — | (F1) These securities represent bona fide gifts by the reporting person to four irrevocable trusts held in the names of the reporting person's grandchildren as beneficiaries. Shares are equally held in each of the four irrevocable trusts, of which the reporting person's spouse and other members of his family are trustees. (F2) The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on December 16, 2021, the date the gifting of shares were transacted. |