Form 4 for HNRG HALLADOR ENERGY CO
Accepted 2021-12-20 00:00:00 ET · period of report 2021-12-16 · accession 0001437749-21-029004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-20 | 2021-12-16 | HNRG | Martin Lawrence D | CFO | M - OptEx | $2.17 | +37.5K | 365.7K | +11% | +$81.4K |
| D | 2021-12-20 | 2021-12-16 | HNRG | Martin Lawrence D | CFO | F - Tax | $2.17 | -16.7K | 349.0K | -5% | -$36.3K |
| D | 2021-12-20 | 2021-12-16 | HNRG | Martin Lawrence D | CFO | M - OptEx | — | -37.5K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-16 | M | A | 37,500 | $2.17 | 365,677 | D | — | — | (F1) Represents Restricted Stock Units that vested on December 16, 2021. Each Restricted Stock Unit represents one share of Hallador Common Stock, par value $.01. Vested shares will be delivered to the reporting person pursuant to the terms of the Amended and Restated 2008 RSU Plan. |
| 2 | Common | Common Stock | 2021-12-16 | F | D | 16,718 | $2.17 | 348,959 | D | — | — | (F1) Represents Restricted Stock Units that vested on December 16, 2021. Each Restricted Stock Unit represents one share of Hallador Common Stock, par value $.01. Vested shares will be delivered to the reporting person pursuant to the terms of the Amended and Restated 2008 RSU Plan. (F2) Represents vested shares of common stock withheld by the Issuer to satisfy applicable payroll tax withholding. |
| 3 | Derivative | Restricted Stock Units | 2021-12-16 | M | D | 37,500 | — | 0 | D | — · — to — | — Common Stock | (F3) Each Restricted Stock Unit represents a contingent right to receive one share of Hallador Energy Common Stock. Vested shares will be delivered to the reporting person pursuant to the terms of the Amended and Restated 2008 RSU Plan. |