Form 4 for NWPX NWPX Infrastructure, Inc.
Accepted 2022-01-19 00:00:00 ET · period of report 2022-01-17 · accession 0001437749-22-001236 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-19 | 2022-01-17 | NWPX | Smith William M | EVP, Water Transmission | M - OptEx | — | +2,505 | 35.2K | +8% | — |
| DM | 2022-01-19 | 2022-01-17 | NWPX | Smith William M | EVP, Water Transmission | F - Tax | $30.65 | -1,117 | 35.2K | -3% | -$34.2K |
| DM | 2022-01-19 | 2022-01-17 | NWPX | Smith William M | EVP, Water Transmission | M - OptEx | — | -2,505 | 3,860 | -39% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-17 | M | A | 926 | — | 34,708 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. |
| 2 | Common | Common Stock | 2022-01-17 | M | A | 702 | — | 35,483 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. |
| 3 | Common | Common Stock | 2022-01-17 | F | D | 391 | $30.65 | 34,781 | D | — | — | (F2) Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy. |
| 4 | Common | Common Stock | 2022-01-17 | M | A | 877 | — | 35,172 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. |
| 5 | Common | Common Stock | 2022-01-17 | F | D | 413 | $30.65 | 34,295 | D | — | — | (F2) Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy. |
| 6 | Common | Common Stock | 2022-01-17 | F | D | 313 | $30.65 | 35,170 | D | — | — | (F2) Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy. |
| 7 | Derivative | Restricted Stock | 2022-01-17 | M | D | 702 | — | 2,281 | D | — · — to — | 702 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. (F5) The Restricted Stock Units vest in installments as follows: 1/3 on January 17, 2022, 1/3 on January 16, 2023 and 1/3 on January 15, 2024. |
| 8 | Derivative | Restricted Stock | 2022-01-17 | M | D | 877 | — | 2,983 | D | — · — to — | 877 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. (F4) The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023. |
| 9 | Derivative | Restricted Stock | 2022-01-17 | M | D | 926 | — | 3,860 | D | — · — to — | 926 Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. (F3) The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022. |