Form 4 for NWPX NWPX Infrastructure, Inc.
Accepted 2022-01-19 00:00:00 ET · period of report 2022-01-17 · accession 0001437749-22-001242 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-19 | 2022-01-17 | NWPX | Stokes Eric | SVP, GM of Water Transmission | F - Tax | $30.65 | -697 | 8,234 | -8% | -$21.4K |
| DM | 2022-01-19 | 2022-01-17 | NWPX | Stokes Eric | SVP, GM of Water Transmission | M - OptEx | — | +1,638 | 8,542 | +24% | — |
| DM | 2022-01-19 | 2022-01-17 | NWPX | Stokes Eric | SVP, GM of Water Transmission | M - OptEx | — | -1,638 | 3,188 | -34% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-17 | F | D | 142 | $30.65 | 7,818 | D | — | — | (F2) Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy. |
| 2 | Common | Common Stock | 2022-01-17 | F | D | 247 | $30.65 | 8,567 | D | — | — | (F2) Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy. |
| 3 | Common | Common Stock | 2022-01-17 | F | D | 308 | $30.65 | 8,234 | D | — | — | (F2) Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy. |
| 4 | Common | Common Stock | 2022-01-17 | M | A | 580 | — | 8,814 | D | — | — | (F1) Represents shares acquired pursuant to vesting of Restricted Stock Units. |
| 5 | Common | Common Stock | 2022-01-17 | M | A | 334 | — | 7,960 | D | — | — | (F1) Represents shares acquired pursuant to vesting of Restricted Stock Units. |
| 6 | Common | Common Stock | 2022-01-17 | M | A | 724 | — | 8,542 | D | — | — | (F1) Represents shares acquired pursuant to vesting of Restricted Stock Units. |
| 7 | Derivative | Restricted Stock | 2022-01-17 | M | D | 580 | — | 1,884 | D | — · — to — | 580 Common Stock | (F3) Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. (F6) The Restricted Stock Units vest in installments as follows: 1/3 on January 17, 2022, 1/3 on January 16, 2023 and 1/3 on January 15, 2024. |
| 8 | Derivative | Restricted Stock | 2022-01-17 | M | D | 724 | — | 2,464 | D | — · — to — | 724 Common Stock | (F3) Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. (F5) The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2021, 1/3 on January 17, 2022 and 1/3 on January 16, 2023. |
| 9 | Derivative | Restricted Stock | 2022-01-17 | M | D | 334 | — | 3,188 | D | — · — to — | 334 Common Stock | (F3) Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. (F4) The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2020, 1/3 on January 15, 2021 and 1/3 on January 17, 2022. |