Form 4 for RBB RBB Bancorp
Accepted 2022-01-21 00:00:00 ET · period of report 2022-01-21 · accession 0001437749-22-001447 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-21 | 2022-01-21 | RBB | Thian Yee Phong | Pres, CEO | M - OptEx | $0.00 | 0 | 40.0K | New | $0 |
| D | 2022-01-21 | 2022-01-21 | RBB | Thian Yee Phong | Pres, CEO | M - OptEx | $0.00 | -20.0K | 40.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, No Par Value | 2022-01-21 | M | A | 20,000 | $0.00 | 517,302 | D | — | — | |
| 2 | Common | Restricted Stock Shares | 2022-01-21 | M | D | 20,000 | $0.00 | 40,000 | D | — | — | |
| 3 | Derivative | Restricted Stock Shares | 2022-01-21 | M | D | 20,000 | $0.00 | 40,000 | D | $0.00 · — to — | 20,000 Restricted Stock | (F2) The first 1/3 of this restricted stock grant will vest on January 21, 2022, the second 1/3 will vest on January 21, 2023, and the last 1/3 will vest on January 21, 2024. (F3) There will be no expiration date once restricted stock shares vest. |