Form 4/A for HFBL Home Federal Bancorp, Inc. of Louisiana
Accepted 2022-01-24 00:00:00 ET · period of report 2022-01-19 · accession 0001437749-22-001501 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2022-01-24 | 2022-01-19 | HFBL | BARLOW JAMES R | COB, Pres, CEO***, Dir | F - Tax | $20.40 | -21.4K | 129.3K | -14% | -$436.9K |
| DA | 2022-01-24 | 2022-01-19 | HFBL | BARLOW JAMES R | COB, Pres, CEO***, Dir | M - OptEx | $7.35 | +48.6K | 150.7K | +48% | +$357.4K |
| DA | 2022-01-24 | 2022-01-19 | HFBL | BARLOW JAMES R | COB, Pres, CEO***, Dir | M - OptEx | $0.00 | -48.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-19 | F | D | 21,417 | $20.40 | 129,330 | D | — | — | (F2) The reporting person is amending this Form 4 solely to correct the number of shares withheld for payment of the exercise price and tax liability in accordance with Rule 16b-3. (F1) Includes 24,000 shares granted pursuant to the 2019 Stock Incentive Plan which reflect the unvested portion of a grant award originally covering 30,000 shares that commenced vesting at a rate of 20% per year year on November 11, 2021 and 27,472 shares held jointly with the reporting person's spouse. |
| 2 | Common | Common Stock | 2022-01-19 | M | A | 48,630 | $7.35 | 150,747 | D | — | — | (F1) Includes 24,000 shares granted pursuant to the 2019 Stock Incentive Plan which reflect the unvested portion of a grant award originally covering 30,000 shares that commenced vesting at a rate of 20% per year year on November 11, 2021 and 27,472 shares held jointly with the reporting person's spouse. |
| 3 | Derivative | Stock Option (Right to Buy) | 2022-01-19 | M | D | 48,630 | $0.00 | 0 | D | $7.35 · 2017-01-31 to 2022-01-31 | 48,630 Common Stock | (F4) The options vested at a rate of 20% per year commencing on January 13, 2013 and were fully vested and exercisable as of January 31, 2017. |