Form 4 for OTTR Otter Tail Corp
Accepted 2022-02-07 00:00:00 ET · period of report 2022-02-06 · accession 0001437749-22-002612 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-07 | 2022-02-06 | OTTR | MOUG KEVIN G | CFO, SVP | M - OptEx | — | +2,450 | 86.5K | +3% | — |
| D | 2022-02-07 | 2022-02-06 | OTTR | MOUG KEVIN G | CFO, SVP | F - Tax | $60.90 | -980 | 85.5K | -1% | -$59.7K |
| DM | 2022-02-07 | 2022-02-06 | OTTR | MOUG KEVIN G | CFO, SVP | M - OptEx | $0.00 | -2,450 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-06 | M | A | 2,450 | — | 86,483 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock. |
| 2 | Common | Common Stock | 2022-02-06 | F | D | 980 | $60.90 | 85,503 | D | — | — | (F3) Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions. |
| 3 | Derivative | Restricted Stock Units | 2022-02-06 | M | D | 725 | $0.00 | 2,175 | D | — · 2022-02-06 to — | 2,175 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock. (F4) The restricted stock units vest in four equal annual installments beginning the date shown above. |
| 4 | Derivative | Restricted Stock Units | 2022-02-06 | M | D | 550 | $0.00 | 1,100 | D | — · 2021-02-06 to — | 1,100 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock. (F4) The restricted stock units vest in four equal annual installments beginning the date shown above. |
| 5 | Derivative | Restricted Stock Units | 2022-02-06 | M | D | 575 | $0.00 | 575 | D | — · 2020-02-06 to — | 575 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock. (F4) The restricted stock units vest in four equal annual installments beginning the date shown above. |
| 6 | Derivative | Restricted Stock Units | 2022-02-06 | M | D | 600 | $0.00 | 0 | D | — · 2019-02-06 to — | 0 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock. (F4) The restricted stock units vest in four equal annual installments beginning the date shown above. |