Form 4 for OTTR Otter Tail Corp
Accepted 2022-02-07 00:00:00 ET · period of report 2022-02-06 · accession 0001437749-22-002617 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-07 | 2022-02-06 | OTTR | Smestad Jennifer O. | VP, Gen Coun, Corp Sec | F - Tax | $60.90 | -710 | 4,478 | -14% | -$43.2K |
| D | 2022-02-07 | 2022-02-06 | OTTR | Smestad Jennifer O. | VP, Gen Coun, Corp Sec | M - OptEx | — | +1,300 | 5,188 | +33% | — |
| DM | 2022-02-07 | 2022-02-06 | OTTR | Smestad Jennifer O. | VP, Gen Coun, Corp Sec | M - OptEx | $0.00 | -1,300 | 1,200 | -52% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-06 | F | D | 710 | $60.90 | 4,478 | D | — | — | (F2) These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e). (F3) Total direct holdings include shares held jointly with spouse and shares acquired through the Employee Stock Purchase Plan, the Dividend Reinvestment Plan, and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions. |
| 2 | Common | Common Stock | 2022-02-06 | M | A | 1,300 | — | 5,188 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock. |
| 3 | Derivative | Restricted Stock Units | 2022-02-06 | M | D | 300 | $0.00 | 600 | D | — · 2021-02-06 to — | 600 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock. (F4) The restricted stock units vest in four equal annual installments beginning the date shown above. |
| 4 | Derivative | Restricted Stock Units | 2022-02-06 | M | D | 300 | $0.00 | 300 | D | — · 2020-02-06 to — | 300 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock. (F4) The restricted stock units vest in four equal annual installments beginning the date shown above. |
| 5 | Derivative | Restricted Stock Units | 2022-02-06 | M | D | 300 | $0.00 | 0 | D | — · 2019-02-06 to — | 0 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock. (F4) The restricted stock units vest in four equal annual installments beginning the date shown above. |
| 6 | Derivative | Restricted Stock Units | 2022-02-06 | M | D | 400 | $0.00 | 1,200 | D | — · 2022-02-06 to — | 1,200 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock. (F4) The restricted stock units vest in four equal annual installments beginning the date shown above. |