Form 4 for OTTR Otter Tail Corp
Accepted 2022-02-07 00:00:00 ET · period of report 2022-02-06 · accession 0001437749-22-002641 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-07 | 2022-02-06 | OTTR | MACFARLANE CHARLES S | Pres, CEO | F - Tax | $60.90 | -4,055 | 78.5K | -5% | -$246.9K |
| D | 2022-02-07 | 2022-02-06 | OTTR | MACFARLANE CHARLES S | Pres, CEO | M - OptEx | — | +8,650 | 82.5K | +12% | — |
| DM | 2022-02-07 | 2022-02-06 | OTTR | MACFARLANE CHARLES S | Pres, CEO | M - OptEx | $0.00 | -8,650 | 8,625 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-06 | F | D | 4,055 | $60.90 | 78,468 | D | — | — | (F2) These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e). (F3) Total direct holdings include shares acquired through the Dividend Reinvestment Plan, the Employee Stock Purchase Plan and shares acquired pursuant to Stock Options, Restricted Stock Awards, Restricted Stock Units and Performance Share Awards. (F4) The reporting person no longer has a reportable beneficial interest in 2,082 shares of Otter Tail Corporation stock owned by his daughter and included in the reporting person's prior reports as indirect holdings. |
| 2 | Common | Common Stock | 2022-02-06 | M | A | 8,650 | — | 82,523 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock. |
| 3 | Derivative | Restricted Stock Units | 2022-02-06 | M | D | 2,000 | $0.00 | 4,000 | D | — · 2021-02-06 to — | 4,000 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock. (F5) The restricted stock units vest in four equal annual installments beginning the date shown above. |
| 4 | Derivative | Restricted Stock Units | 2022-02-06 | M | D | 1,975 | $0.00 | 1,975 | D | — · 2020-02-06 to — | 1,975 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock. (F5) The restricted stock units vest in four equal annual installments beginning the date shown above. |
| 5 | Derivative | Restricted Stock Units | 2022-02-06 | M | D | 1,800 | $0.00 | 0 | D | — · 2019-02-06 to — | 0 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock. (F5) The restricted stock units vest in four equal annual installments beginning the date shown above. |
| 6 | Derivative | Restricted Stock Units | 2022-02-06 | M | D | 2,875 | $0.00 | 8,625 | D | — · 2022-02-06 to — | 8,625 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock. (F5) The restricted stock units vest in four equal annual installments beginning the date shown above. |