Form 4 for OTTR Otter Tail Corp
Accepted 2022-02-08 00:00:00 ET · period of report 2022-02-06 · accession 0001437749-22-002683 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-08 | 2022-02-06 | OTTR | ROGELSTAD TIMOTHY J | SVP, Elect Plat, Pres OTP | F - Tax | $60.90 | -869 | 33.9K | -2% | -$52.9K |
| D | 2022-02-08 | 2022-02-06 | OTTR | ROGELSTAD TIMOTHY J | SVP, Elect Plat, Pres OTP | M - OptEx | — | +1,850 | 34.8K | +6% | — |
| DM | 2022-02-08 | 2022-02-06 | OTTR | ROGELSTAD TIMOTHY J | SVP, Elect Plat, Pres OTP | M - OptEx | $0.00 | -1,850 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-06 | F | D | 869 | $60.90 | 33,942 | D | — | — | (F2) These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e). (F3) Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions. |
| 2 | Common | Common Stock | 2022-02-06 | M | A | 1,850 | — | 34,811 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock. |
| 3 | Derivative | Restricted Stock Units | 2022-02-06 | M | D | 575 | $0.00 | 1,725 | D | — · 2022-02-06 to — | 1,725 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock. (F4) The restricted stock units vest in four equal annual installments beginning the date shown above. |
| 4 | Derivative | Restricted Stock Units | 2022-02-06 | M | D | 400 | $0.00 | 800 | D | — · 2021-02-06 to — | 800 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock. (F4) The restricted stock units vest in four equal annual installments beginning the date shown above. |
| 5 | Derivative | Restricted Stock Units | 2022-02-06 | M | D | 425 | $0.00 | 425 | D | — · 2020-02-06 to — | 425 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock. (F4) The restricted stock units vest in four equal annual installments beginning the date shown above. |
| 6 | Derivative | Restricted Stock Units | 2022-02-06 | M | D | 450 | $0.00 | 0 | D | — · 2019-02-06 to — | 0 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock. (F4) The restricted stock units vest in four equal annual installments beginning the date shown above. |