Form 4 for NXRT NexPoint Residential Trust, Inc.
Accepted 2022-02-17 00:00:00 ET · period of report 2022-02-15 · accession 0001437749-22-003730 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-17 | 2022-02-15 | NXRT | DONDERO JAMES D | Pres, Dir, 10% | M - OptEx | — | +16.4K | 53.8K | +44% | — |
| D | 2022-02-17 | 2022-02-17 | NXRT | DONDERO JAMES D | Pres, Dir, 10% | A - Grant | $0.00 | +44.1K | 44.1K | New | $0 |
| D | 2022-02-17 | 2022-02-15 | NXRT | DONDERO JAMES D | Pres, Dir, 10% | M - OptEx | $0.00 | -16.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-15 | M | A | 16,443 | — | 53,765 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. (F3) Includes shares acquired under the issuer's dividend reinvestment plan. |
| 2 | Derivative | Restricted Stock Units | 2022-02-17 | A | A | 44,051 | $0.00 | 44,051 | D | — · — to — | 44,051 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. (F9) On February 17, 2022, the reporting person was granted 44,051 restricted stock units which vest 20% on February 17, 2023, 20% on February 17, 2024, 20% on February 17, 2025, 20% on February 17, 2026 and 20% on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| 3 | Derivative | Restricted Stock Units | 2022-02-15 | M | D | 16,443 | $0.00 | 0 | D | — · — to — | 16,443 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. (F8) On February 15, 2018, the reporting person was granted 65,772 restricted stock units which vested 25% on February 15, 2019, 25% on February 15, 2020 and 25% on February 15, 2021, and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |