Form 4 for BYRN Byrna Technologies Inc.
Accepted 2022-02-22 00:00:00 ET · period of report 2022-02-17 · accession 0001437749-22-004111 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-22 | 2022-02-18 | BYRN | Wager Lisa | Corp. Sec | P - Purchase | $8.65 | +3,500 | 197.8K | +2% | +$30.3K |
| D | 2022-02-22 | 2022-02-17 | BYRN | Wager Lisa | Corp. Sec | M - OptEx | $1.90 | +17.4K | 194.3K | +10% | +$33.0K |
| DMI | 2022-02-22 | 2022-02-17+ | BYRN | Wager Lisa | Corp. Sec | P - Purchase | $8.70 | +2,890 | 3,160 | +1,070% | +$25.1K |
| D | 2022-02-22 | 2022-02-17 | BYRN | Wager Lisa | Corp. Sec | M - OptEx | $1.90 | -17.4K | 33.6K | -34% | -$33.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-18 | P | A | 3,500 | $8.65 | 197,758 | D | — | — | (F3) The shares were purchased in multiple transactions at prices ranging from $8.25 to $9.11. The price reported reflects the volume weighted average purchase price of $8.6473 for the transaction. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2022-02-17 | M | A | 17,369 | $1.90 | 194,258 | D See Footnote | — | — | (F1) The reporting person was custodian for her children under the Uniform Gifts to Minors Act ("UGMA"). The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. The children have aged out of their UGMA accounts and the assets in those accounts, including all Byrna common stock, prior to the dates of the transactions and their UGMA account holdings were in the process, as of the dates of the transactions reported herein, of being transferred to new accounts in each of their individual names. The reporting person disclaims beneficial ownership of the securities in her adult children's accounts and transactions in those accounts will not be included in future reporting by the reporting person. |
| 3 | Common | Common Stock | 2022-02-17 | P | A | 1,890 | $9.00 | 2,160 | I See Footnote | — | — | (F2) The shares were purchased in multiple transactions at prices ranging from $8.25 to $9.045. The price reported reflects the volume weighted average purchase price of $9.00 for the transaction. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. (F1) The reporting person was custodian for her children under the Uniform Gifts to Minors Act ("UGMA"). The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. The children have aged out of their UGMA accounts and the assets in those accounts, including all Byrna common stock, prior to the dates of the transactions and their UGMA account holdings were in the process, as of the dates of the transactions reported herein, of being transferred to new accounts in each of their individual names. The reporting person disclaims beneficial ownership of the securities in her adult children's accounts and transactions in those accounts will not be included in future reporting by the reporting person. |
| 4 | Common | Common Stock | 2022-02-18 | P | A | 1,000 | $8.13 | 3,160 | I | — | — | |
| 5 | Derivative | Stock Options (right to buy) | 2022-02-17 | M | D | 17,369 | $1.90 | 33,631 | D | $1.90 · — to 2024-12-30 | 17,369 Common Stock | (F4) The Stock Options became exercisable upon issuance. |