Form 4 for NXRT NexPoint Residential Trust, Inc.
Accepted 2022-02-22 00:00:00 ET · period of report 2022-02-17 · accession 0001437749-22-004123 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-22 | 2022-02-18+ | NXRT | Sauter Dennis Charles Jr | Dir | M - OptEx | — | +1,941 | 3,221 | +152% | — |
| D | 2022-02-22 | 2022-02-17 | NXRT | Sauter Dennis Charles Jr | Dir | A - Grant | $0.00 | +4,974 | 4,974 | New | $0 |
| DM | 2022-02-22 | 2022-02-18+ | NXRT | Sauter Dennis Charles Jr | Dir | M - OptEx | $0.00 | -1,941 | 1,512 | -56% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-18 | M | A | 1,436 | — | 2,716 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. |
| 2 | Common | Common Stock | 2022-02-20 | M | A | 505 | — | 3,221 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. |
| 3 | Derivative | Restricted Stock Units | 2022-02-17 | A | A | 4,974 | $0.00 | 4,974 | D | — · — to — | 4,974 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. (F2) On February 17, 2022, the reporting person was granted 4,974 restricted stock units, which will vest one-fifth on February 17, 2023, one-fifth on February 17, 2024, one-fifth on February 17, 2025, one-fifth on February 17, 2026 and one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| 4 | Derivative | Restricted Stock Units | 2022-02-18 | M | D | 1,436 | $0.00 | 5,744 | D | — · — to — | 1,436 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. (F3) On February 18, 2021, the reporting person was granted 7,180 restricted stock units, which vested one-fifth on February 18, 2022, and will vest one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| 5 | Derivative | Restricted Stock Units | 2022-02-20 | M | D | 505 | $0.00 | 1,512 | D | — · — to — | 505 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. (F4) On February 20, 2020, the reporting person was awarded 2,522 restricted stock units, which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, and will vest one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |