Form 4 for NREF NexPoint Real Estate Finance, Inc.
Accepted 2022-02-23 00:00:00 ET · period of report 2022-02-21 · accession 0001437749-22-004225 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-23 | 2022-02-22 | NREF | Goetz Matthew | See Remarks | M - OptEx | — | +8,993 | 53.9K | +20% | — |
| D | 2022-02-23 | 2022-02-21 | NREF | Goetz Matthew | See Remarks | A - Grant | $0.00 | +43.8K | 43.8K | New | $0 |
| D | 2022-02-23 | 2022-02-22 | NREF | Goetz Matthew | See Remarks | M - OptEx | $0.00 | -8,993 | 27.0K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-22 | M | A | 8,993 | — | 53,923 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. |
| 2 | Derivative | Restricted Stock Units | 2022-02-21 | A | A | 43,756 | $0.00 | 43,756 | D | — · — to — | 43,756 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (F2) On February 21, 2022, the reporting person was granted 43,756 restricted stock units. The restricted stock units will vest one-fourth on February 21, 2023, one-fourth on February 21, 2024, one-fourth on February 21, 2025, and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| 3 | Derivative | Restricted Stock Units | 2022-02-22 | M | D | 8,993 | $0.00 | 26,979 | D | — · — to — | 8,993 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (F3) On February 22, 2021, the reporting person was granted 35,972 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, and will vest one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |