Form 4 for GNSS Genasys Inc.
Accepted 2022-02-24 00:00:00 ET · period of report 2022-02-23 · accession 0001437749-22-004289 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-24 | 2022-02-23 | GNSS | Clague Laura | Dir | M - OptEx | $2.16 | +20.0K | 218.0K | +10% | +$43.2K |
| D | 2022-02-24 | 2022-02-23 | GNSS | Clague Laura | Dir | S - Sale+OE | $3.14 | -13.7K | 204.3K | -6% | -$43.1K |
| D | 2022-02-24 | 2022-02-23 | GNSS | Clague Laura | Dir | M - OptEx | $0.00 | +20.0K | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-23 | M | A | 20,000 | $2.16 | 218,027 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-23 | S | D | 13,716 | $3.14 | 204,311 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $3.10 to $3.20, inclusive. The reporting owner undertakes to provide Genasys Inc. and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. (F1) The reporting person disposed of these shares to cover the cost and tax withholding obligations related to exercising the options that were scheduled to expire March 18, 2022. |
| 3 | Derivative | Stock Option | 2022-02-23 | M | A | 20,000 | $0.00 | 0 | D | $2.16 · 2016-03-18 to 2022-03-18 | 20,000 Common Stock |