Form 4 for CATY CATHAY GENERAL BANCORP
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-03 · accession 0001437749-22-005213 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-03 | 2022-03-03 | CATY | CHEN HENG W | EVP, CFO | M - OptEx | $0.00 | +2,486 | 137.9K | +2% | $0 |
| D | 2022-03-03 | 2022-03-03 | CATY | CHEN HENG W | EVP, CFO | F - Tax | $46.54 | -916 | 136.9K | -0.7% | -$42.6K |
| D | 2022-03-03 | 2022-03-03 | CATY | CHEN HENG W | EVP, CFO | M - OptEx | $0.00 | -2,486 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-03 | M | A | 2,486 | $0.00 | 137,866 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-03 | F | D | 916 | $46.54 | 136,950 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-03-03 | M | D | 2,486 | $0.00 | 0 | D | — · — to — | 2,486 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting. (F1) The Reporting Person previously reported the award of 2,486 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were fully vested and distributed on March 3, 2022. |