Form 4 for FNWD Finward Bancorp

Accepted 2022-03-04 00:00:00 ET · period of report 2022-03-02 · accession 0001437749-22-005293 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2022-03-04	2022-02-11	FNWD	CERVEN LEANE ENGLISH	EVP	A - Grant	$47.96	+985	8,757	+13%	+$47.2K
M	2022-03-04	2022-02-01+	FNWD	CERVEN LEANE ENGLISH	EVP	F - Tax	$48.49	-266	7,940	-3%	-$12.9K
I	2022-03-04	2022-03-02	FNWD	CERVEN LEANE ENGLISH	EVP	P - Purchase	$45.64	+2,000	9,285	+27%	+$91.3K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common	2022-02-11	A	A	985	$47.96	8,757	D	—	—	(F3) These shares were acquired by the person pursuant to Finward Bancorp 2015 Stock Option and Incentive Plan which meets the requirements of 17CFR-240.16b-3, and will vest in three years after issue (02/11/2025)
2	Common	Common	2022-02-04	F	D	168	$48.78	7,772	D	—	—	(F2) Payment of exercise price or tax liability by delivering or withholding securities incident to receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
3	Common	Common	2022-03-02	P	A	2,000	$45.64	9,285	I	—	—	(F1) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.61 to $45.6499, inclusive.
4	Common	Common	2022-02-01	F	D	98	$48.00	7,940	D Spouse IRA	—	—	(F2) Payment of exercise price or tax liability by delivering or withholding securities incident to receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.