Form 4 for BWEN BROADWIND, INC.
Accepted 2022-03-04 00:00:00 ET · period of report 2022-03-02 · accession 0001437749-22-005321 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-03-04 | 2022-03-02 | BWEN | Mayo Gilbert W. Jr. | Pres, Broadwind Ind. Solution | A - Grant | $0.00 | +20.5K | 73.4K | +39% | $0 | |
| 2022-03-04 | 2022-03-02 | BWEN | Mayo Gilbert W. Jr. | Pres, Broadwind Ind. Solution | F - Tax | $2.22 | -9,462 | 64.0K | -13% | -$21.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-02 | A | A | 20,504 | $0.00 | 73,417 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-02 | F | D | 9,462 | $2.22 | 63,955 | D | — | — | (F1) The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. (F2) Includes (i) 3,150 restricted stock units that vest on 4/23/22; (ii) 9,270 restricted stock units that vest 4,635 shares on each of 4/30/22 and 4/30/23; and (iii) 5,770 restricted stock units that vest 1,923 shares on each of 5/7/22 and 5/7/23 and 1,924 shares on 5/7/24. |