Form 4 for BWEN BROADWIND, INC.
Accepted 2022-03-04 00:00:00 ET · period of report 2022-03-02 · accession 0001437749-22-005323 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-03-04 | 2022-03-02 | BWEN | Schueller Daniel E. | Pres, Broadwind Heavy Fab | A - Grant | $0.00 | +40.5K | 114.2K | +55% | $0 | |
| 2022-03-04 | 2022-03-02 | BWEN | Schueller Daniel E. | Pres, Broadwind Heavy Fab | F - Tax | $2.22 | -20.0K | 94.3K | -17% | -$44.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-02 | A | A | 40,547 | $0.00 | 114,235 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-02 | F | D | 19,955 | $2.22 | 94,280 | D | — | — | (F1) The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. (F2) Includes (i) 6,230 restricted stock units that vest on 4/23/22; (ii) 15,360 restricted stock units that vest 7,680 shares on each of 4/30/22 and 4/30/23; and (iii) 9,560 restricted stock units that vest 3,186 shares on 5/7/22 and 3,187 shares on each of 5/7/23 and 5/7/24. |