Form 4 for CCB COASTAL FINANCIAL CORP
Accepted 2022-03-21 00:00:00 ET · period of report 2022-03-18 · accession 0001437749-22-006861 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-21 | 2022-03-18 | CCB | DICKSON JOHN J | COO | M - OptEx | $6.08 | +1,200 | 34.0K | +4% | +$7,300 |
| DM | 2022-03-21 | 2022-03-18 | CCB | DICKSON JOHN J | COO | M - OptEx | $0.00 | -1,200 | 1,600 | -43% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-18 | M | A | 400 | $6.50 | 34,403 | D | — | — | (F1) Includes 8,399 time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corporation 2018 Omnibus Incentive Plan. 2,975 RSUs vest in eight approximately equal remaining installments, 3,247 RSUs vest in four approximately equal remaining installments and 2,177 RSUs vest in four approximately equal installments. Each restricted stock unit represents the right to receive one share of common stock upon vesting. |
| 2 | Common | Common Stock | 2022-03-18 | M | A | 400 | $5.50 | 33,603 | D | — | — | (F1) Includes 8,399 time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corporation 2018 Omnibus Incentive Plan. 2,975 RSUs vest in eight approximately equal remaining installments, 3,247 RSUs vest in four approximately equal remaining installments and 2,177 RSUs vest in four approximately equal installments. Each restricted stock unit represents the right to receive one share of common stock upon vesting. |
| 3 | Common | Common Stock | 2022-03-18 | M | A | 400 | $6.25 | 34,003 | D | — | — | (F1) Includes 8,399 time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corporation 2018 Omnibus Incentive Plan. 2,975 RSUs vest in eight approximately equal remaining installments, 3,247 RSUs vest in four approximately equal remaining installments and 2,177 RSUs vest in four approximately equal installments. Each restricted stock unit represents the right to receive one share of common stock upon vesting. |
| 4 | Derivative | Stock Options | 2022-03-18 | M | D | 400 | $0.00 | 2,000 | D | $6.50 · 2018-01-26 to 2027-01-26 | 400 Common Stock | (F4) Stock options granted pursuant to the Coastal Financial Corporation 2006 Stock Option and Equity Plan vest in ten approximately equal installments commencing on January 26, 2018. |
| 5 | Derivative | Stock Options | 2022-03-18 | M | D | 400 | $0.00 | 800 | D | $5.50 · 2015-03-18 to 2024-03-18 | 400 Common Stock | (F2) Stock options granted pursuant to the Coastal Financial Corp 2006 Stock Option and Equity Plan vest in ten approximately equal installments commencing on March 18, 2015. |
| 6 | Derivative | Stock Options | 2022-03-18 | M | D | 400 | $0.00 | 1,600 | D | $6.25 · 2017-02-24 to 2026-02-24 | 400 Common Stock | (F3) Stock options granted pursuant to the Coastal Financial Corporation 2006 Stock Option and Equity Plan vest in ten approximately equal installments commencing on February 24, 2017. |