Form 4 for BFST Business First Bancshares, Inc.
Accepted 2022-04-04 00:00:00 ET · period of report 2021-10-20 · accession 0001437749-22-008236 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-04 | 2021-10-20 | BFST | JORDAN PHILIP | EVP, CBO of b1Bank | M - OptEx | $12.00 | +15.0K | 60.5K | +33% | +$180.0K |
| DM | 2022-04-04 | 2021-10-20+ | BFST | JORDAN PHILIP | EVP, CBO of b1Bank | F - Tax | $25.09 | -12.1K | 48.4K | -20% | -$304.2K |
| D | 2022-04-04 | 2021-10-20 | BFST | JORDAN PHILIP | EVP, CBO of b1Bank | M - OptEx | $0.00 | -15.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-20 | M | A | 15,000 | $12.00 | 60,530 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-20 | F | D | 9,508 | $25.30 | 51,022 | D | — | — | |
| 3 | Common | Common Stock | 2022-03-31 | F | D | 2,614 | $24.33 | 48,408 | D | — | — | (F2) Includes 4,000 shares held by reporting person's IRA and units of employer stock fund through issuer's 401(k) plan equivalent to approximately 10,610 shares. (F1) Includes (a) 3,732 shares of unvested restricted stock granted on 2/1/2021, which will vest on 3/31/2023, and (b) 6,230 shares of unvested restricted stock granted on 2/1/2022, of which 3,114 shares will vest on 3/31/2023, and the remaining 3,116 shares will vest on 3/31/2024. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events. |
| 4 | Derivative | Stock Options (Right to Buy) | 2021-10-20 | M | D | 15,000 | $0.00 | 0 | D | $12.00 · — to 2021-10-20 | 15,000 Common Stock | (F4) Stock Options (Right to Buy) vest in 11 equal installments beginning on the grant date, October 20, 2008, and ending October 20, 2018. |