Form 4 for NNI NELNET INC
Accepted 2022-04-11 00:00:00 ET · period of report 2022-03-23 · accession 0001437749-22-008688 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-04-11 | 2022-03-23 | NNI | Kruger James D | CFO | G - Gift | $0.00 | -90.2K | 40.7K | -69% | $0 |
| MI | 2022-04-11 | 2022-03-23 | NNI | Kruger James D | CFO | G - Gift | $0.00 | +90.2K | 45.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-03-23 | G | D | 45,192 | $0.00 | 85,697 | D By revocable trust | — | — | (F1) Shares that were jointly held by the reporting person and his spouse and transferred to a revocable trust established by the reporting person, of which trust the reporting person is the sole trustee and sole lifetime beneficiary. (F2) Includes 3,743 shares issued pursuant to the issuer's Employee Share Purchase Plan, which number of shares reflects the acquisition of 255 shares on March 31, 2022. Also includes 47,908 shares held jointly with spouse, which number of jointly held shares reflects the transfer of 45,192 shares to a revocable living trust established by the reporting person, as reported herein. |
| 2 | Common | Class A Common Stock | 2022-03-23 | G | A | 45,192 | $0.00 | 45,192 | I By revocable trust | — | — | (F1) Shares that were jointly held by the reporting person and his spouse and transferred to a revocable trust established by the reporting person, of which trust the reporting person is the sole trustee and sole lifetime beneficiary. (F3) Shares held by a revocable trust established by the reporting person, of which trust the reporting person is the sole trustee and sole lifetime beneficiary. |
| 3 | Common | Class A Common Stock | 2022-03-23 | G | D | 45,000 | $0.00 | 40,697 | D | — | — | (F4) Shares that were jointly held by the reporting person and his spouse and transferred to a revocable trust established by the reporting person's spouse, of which trust the reporting person's spouse is the sole trustee and sole lifetime beneficiary. (F5) Includes 3,743 shares issued pursuant to the issuer's Employee Share Purchase Plan, which number of shares reflects the acquisition of 255 shares on March 31, 2022. Also includes 2,908 shares held jointly with spouse, which number of jointly held shares reflects the transfer of 45,000 shares to a revocable living trust established by the reporting person's spouse, as reported herein. |
| 4 | Common | Class A Common Stock | 2022-03-23 | G | A | 45,000 | $0.00 | 45,000 | I | — | — | (F4) Shares that were jointly held by the reporting person and his spouse and transferred to a revocable trust established by the reporting person's spouse, of which trust the reporting person's spouse is the sole trustee and sole lifetime beneficiary. (F6) Shares held by a revocable trust established by the reporting person's spouse, of which trust the reporting person's spouse is the sole trustee and sole lifetime beneficiary. |