Form 4 for ASTC ASTROTECH Corp
Accepted 2022-04-18 00:00:00 ET · period of report 2022-04-14 · accession 0001437749-22-009148 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-18 | 2022-04-14 | ASTC | Pickens Thomas Boone III | CEO, Dir | A - Grant | $0.64 | +1.00M | 4.21M | +31% | +$640.0K |
| D | 2022-04-18 | 2022-04-14 | ASTC | Pickens Thomas Boone III | CEO, Dir | A - Grant | $0.00 | +776.0K | 836.0K | +1,293% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-14 | A | A | 1,000,000 | $0.64 | 4,207,820 | D | — | — | (F1) One-fifth of the total number of shares of common stock granted shall vest and become exercisable on each of the first five anniversaries of April 14, 2022, such that 100% of the shares of common stock granted shall be fully vested and exercisable on April 14, 2027, subject to Reporting Person's continuous employment with the Issuer through each such applicable anniversary. |
| 2 | Derivative | Stock Options | 2022-04-14 | A | A | 776,000 | $0.00 | 836,000 | D | $0.64 · — to 2032-04-14 | 776,000 Common Stock | (F2) Default vesting is one-third of the total number of Employee Stock Options granted on each of the first three anniversaries of April 14, 2022, such that 100% of the Employee Stock Options granted shall be fully vested and exercisable on April 14, 2025, subject to Employee's continuous employment with the Issuer through each such applicable anniversary. |