Form 4 for NREF NexPoint Real Estate Finance, Inc.
Accepted 2022-05-10 00:00:00 ET · period of report 2022-05-08 · accession 0001437749-22-011748 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-10 | 2022-05-08 | NREF | Mitts Brian | See Remarks, Dir | F - Tax | $24.02 | -1,668 | 40.7K | -4% | -$40.1K |
| D | 2022-05-10 | 2022-05-08 | NREF | Mitts Brian | See Remarks, Dir | M - OptEx | — | +5,780 | 42.3K | +16% | — |
| D | 2022-05-10 | 2022-05-08 | NREF | Mitts Brian | See Remarks, Dir | M - OptEx | $0.00 | -5,780 | 11.6K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-08 | F | D | 1,668 | $24.02 | 40,670 | D | — | — | |
| 2 | Common | Common Stock | 2022-05-08 | M | A | 5,780 | — | 42,338 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. |
| 3 | Derivative | Restricted Stock Units | 2022-05-08 | M | D | 5,780 | $0.00 | 11,560 | D | — · — to — | 5,780 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (F2) On June 24, 2020, the reporting person was granted 23,121 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021 and one-fourth on May 8, 2022, and will vest one-fourth on May 8, 2023 and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |