Form 4 for RBB RBB Bancorp
Accepted 2022-05-16 00:00:00 ET · period of report 2022-05-11 · accession 0001437749-22-012583 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-05-16 | 2022-05-11 | RBB | Song Tammy | Former EVP | M - OptEx | $15.25 | +21.7K | 4,188 | New | +$330.2K |
| DM | 2022-05-16 | 2022-05-11 | RBB | Song Tammy | Former EVP | S - Sale+OE | $20.83 | -21.7K | 2,035 | -91% | -$451.1K |
| DM | 2022-05-16 | 2022-05-11 | RBB | Song Tammy | Former EVP | M - OptEx | $15.25 | -21.7K | 1,000 | -96% | -$330.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, No Par Value | 2022-05-11 | M | A | 1,518 | $20.55 | 3,553 | D | — | — | |
| 2 | Common | Common Stock, No Par Value | 2022-05-11 | S | D | 2,000 | $20.82 | 2,035 | D | — | — | |
| 3 | Common | Common Stock, No Par Value | 2022-05-11 | M | A | 2,000 | $18.38 | 4,035 | D | — | — | |
| 4 | Common | Common Stock, No Par Value | 2022-05-11 | S | D | 6,000 | $20.82 | 2,035 | D | — | — | |
| 5 | Common | Common Stock, No Par Value | 2022-05-11 | M | A | 6,000 | $18.25 | 8,035 | D | — | — | |
| 6 | Common | Common Stock, No Par Value | 2022-05-11 | S | D | 2,153 | $20.82 | 2,035 | D | — | — | |
| 7 | Common | Common Stock, No Par Value | 2022-05-11 | S | D | 1,518 | $20.82 | 2,035 | D | — | — | |
| 8 | Common | Common Stock, No Par Value | 2022-05-11 | S | D | 5,381 | $20.82 | 2,035 | D | — | — | |
| 9 | Common | Common Stock, No Par Value | 2022-05-11 | M | A | 5,381 | $11.15 | 7,416 | D | — | — | |
| 10 | Common | Common Stock, No Par Value | 2022-05-11 | S | D | 3,229 | $20.82 | 2,035 | D | — | — | |
| 11 | Common | Common Stock, No Par Value | 2022-05-11 | M | A | 3,229 | $11.15 | 5,264 | D | — | — | |
| 12 | Common | Common Stock, No Par Value | 2022-05-11 | M | A | 1,378 | $20.55 | 3,413 | D | — | — | |
| 13 | Common | Common Stock, No Par Value | 2022-05-11 | S | D | 1,378 | $20.91 | 2,035 | D | — | — | |
| 14 | Common | Common Stock, No Par Value | 2022-05-11 | M | A | 2,153 | $13.21 | 4,188 | D | — | — | |
| 15 | Derivative | Option (right to buy) | 2022-05-11 | M | D | 5,381 | $11.15 | 0 | D | $11.15 · — to 2023-07-01 | 5,381 Common Stock | (F2) These options vest in three equal annual installments beginning one year after the 07/01/2013 date of grant. |
| 16 | Derivative | Option (right to buy) | 2022-05-11 | M | D | 3,229 | $11.15 | 0 | D | $11.15 · — to 2023-01-01 | 3,229 Common Stock | (F1) These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. |
| 17 | Derivative | Option (right to buy) | 2022-05-11 | M | D | 2,153 | $13.21 | 0 | D | $13.21 · — to 2024-01-01 | 2,153 Common Stock | (F3) These options vest in three equal annual installments beginning one year after the 01/01/2014 date of grant. |
| 18 | Derivative | Option (right to buy) | 2022-05-11 | M | D | 2,896 | $20.55 | 6,000 | D | $20.55 · — to 2030-01-22 | 8,896 Common Stock | (F6) These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant. |
| 19 | Derivative | Option (right to buy) | 2022-05-11 | M | D | 6,000 | $18.25 | 0 | D | $18.25 · — to 2026-01-01 | 6,000 Common Stock | (F4) These options vest in three equal annual installments beginning one year after the 01/01/2016 date of grant. |
| 20 | Derivative | Option (right to buy) | 2022-05-11 | M | D | 2,000 | $18.38 | 1,000 | D | $18.38 · — to 2029-01-23 | 3,000 Common Stock | (F5) These options vest in three equal annual installments beginning one year after the 01/23/2019 date of grant. |