Form 4 for HNRG HALLADOR ENERGY CO

Accepted 2022-06-13 00:00:00 ET · period of report 2022-06-09 · accession 0001437749-22-014898 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
I	2022-06-13	2022-06-09	HNRG	HARDIE STEVEN	Dir	C - Cnv Deriv	$4.78	+366.3K	1.96M	+23%	+$1.75M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-06-09	C	A	366,340	$4.78	1,962,500	I See Footnote	—	—	(F2) These shares were issued upon conversion of two convertible promissory notes to NextG Partners, LLC ("NextG"); one for $1,000,000 dated May 2, 2022 as reported on Form 8-K dated May 6, 2022, and the other $750,000 dated May 20, 2022 reported on Form 10-Q on May 23 2022. (F1) Based on the 30-trading day trailing VWAP ending on and including the day of conversion. (F3) 1,788,441 shares are owned by NextG Partners, LLC. Mr. Hardie is a member and manager of NextG, and owns 38% of its membership interests. He disclaims beneficial ownership of the other 62% of the shares owned by NextG. 139,089 shares are owned directly by Mr. Steven R. Hardie individually. 21,489 shares are owned beneficially by the Steven Robert Hardie Trust. Mr. Hardie is trustee, and disclaims any beneficial ownership in the trust. 13,481 shares are owned beneficially by the Sandra W. Hardie Revocable Family Trust. Mr. Hardie's spouse is trustee of the trust, and Mr. Hardie disclaims any beneficial ownership of the shares in the trust.