Form 4 for RBB RBB Bancorp
Accepted 2022-06-17 00:00:00 ET · period of report 2022-06-16 · accession 0001437749-22-015340 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-17 | 2022-06-16 | RBB | Thian Yee Phong | CEO, Former Pres | M - OptEx | $11.15 | +38.8K | 529.1K | +8% | +$432.2K |
| DM | 2022-06-17 | 2022-06-16 | RBB | Thian Yee Phong | CEO, Former Pres | S - Sale+OE | $20.24 | -38.8K | 517.3K | -7% | -$784.7K |
| D | 2022-06-17 | 2022-06-16 | RBB | Thian Yee Phong | CEO, Former Pres | M - OptEx | $11.15 | -38.8K | 166.2K | -19% | -$432.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, No Par Value | 2022-06-16 | M | A | 27,000 | $11.15 | 544,302 | D | — | — | |
| 2 | Common | Common Stock, No Par Value | 2022-06-16 | S | D | 11,763 | $20.25 | 517,302 | D | — | — | |
| 3 | Common | Common Stock, No Par Value | 2022-06-16 | S | D | 27,000 | $20.24 | 517,302 | D | — | — | |
| 4 | Common | Common Stock, No Par Value | 2022-06-16 | M | A | 11,763 | $11.15 | 529,065 | D | — | — | |
| 5 | Derivative | Option (right to buy) | 2022-06-16 | M | D | 38,763 | $11.15 | 166,156 | D | $11.15 · — to 2023-01-01 | 204,919 Common Stock | (F1) These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. |