Form 4 for DYAI DYADIC INTERNATIONAL INC
Accepted 2022-07-11 00:00:00 ET · period of report 2022-07-07 · accession 0001437749-22-016970 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-07-11 | 2022-07-07+ | DYAI | TCHELET RONEN | VP of Research, Bus. Dvlpmt | M - OptEx | $1.57 | +8,943 | 1,089 | New | +$14.0K |
| DM | 2022-07-11 | 2022-07-07+ | DYAI | TCHELET RONEN | VP of Research, Bus. Dvlpmt | S - Sale+OE | $3.49 | -8,943 | 0 | -100% | -$31.2K |
| DM | 2022-07-11 | 2022-07-07+ | DYAI | TCHELET RONEN | VP of Research, Bus. Dvlpmt | M - OptEx | $0.00 | -8,943 | 41.1K | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-07-07 | M | A | 7,854 | $1.57 | 7,854 | D | — | — | |
| 2 | Common | Common Stock | 2022-07-08 | S | D | 1,089 | $3.41 | 0 | D | — | — | (F1) The sale of the shares of Class A Common Stock was the last transaction made pursuant to Rule 10b5-1 trading plan adopted on May 31, 2022. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at a range of $3.41 to $3.55, inclusively. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of footnote (1) to this Form 4. |
| 3 | Common | Common Stock | 2022-07-08 | M | A | 1,089 | $1.57 | 1,089 | D | — | — | |
| 4 | Common | Common Stock | 2022-07-07 | S | D | 7,854 | $3.50 | 0 | D | — | — | (F1) The sale of the shares of Class A Common Stock was the last transaction made pursuant to Rule 10b5-1 trading plan adopted on May 31, 2022. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at a range of $3.41 to $3.55, inclusively. The reporting person undertakes to provide to Dyadic International, Inc., any security holder of Dyadic International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of footnote (1) to this Form 4. |
| 5 | Derivative | Stock Option | 2022-07-07 | M | D | 7,854 | $0.00 | 42,146 | D | $1.57 · 2017-01-19 to 2026-01-18 | 7,854 Common Stock | |
| 6 | Derivative | Stock Option | 2022-07-08 | M | D | 1,089 | $0.00 | 41,057 | D | $1.57 · 2017-01-19 to 2026-01-18 | 1,089 Common Stock |