Form 4 for TSSI TSS, Inc.
Accepted 2022-07-21 00:00:00 ET · period of report 2022-07-19 · accession 0001437749-22-017545 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-07-21 | 2022-07-19 | TSSI | Woodward Peter H | Dir, 10% | C - Cnv Deriv | — | +1.88M | 1.40M | New | — |
| DMI | 2022-07-21 | 2022-04-29 | TSSI | Woodward Peter H | Dir, 10% | C - Cnv Deriv | — | -1.88M | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-07-19 | C | A | 767,500 | — | 1,852,524 | I Shares held through MHW Partners, L.P. | — | — | (F1) Warrant exercise price of $0.10 for the first 268,625 shares, $0.20 for the next 268,625 shares and $0.30 for the final 230,250 shares. (F2) The shares are owned by MHW Partners, L.P. The reporting person is the General Partner of MHW Partners, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. |
| 2 | Common | Common Stock | 2022-07-19 | C | A | 1,115,826 | — | 1,400,826 | I Shares held through MHW SPV II, LLC | — | — | (F3) Warrant exercise price of $0.10 for the first 390,539 shares, $0.20 for the next 390,539 shares and $0.30 for the final 334,748 shares. (F4) The shares are owned by MHW SPV II, LLC. The reporting person is the Manager of MHW SPV II, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. |
| 3 | Derivative | Warrant | 2022-04-29 | C | D | 1,115,826 | — | 0 | I Shares held through MHW SPV II, LLC | — · 2017-07-19 to 2022-07-19 | 1,115,826 Common stock | (F3) Warrant exercise price of $0.10 for the first 390,539 shares, $0.20 for the next 390,539 shares and $0.30 for the final 334,748 shares. (F4) The shares are owned by MHW SPV II, LLC. The reporting person is the Manager of MHW SPV II, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. |
| 4 | Derivative | Warrant | 2022-04-29 | C | D | 767,500 | — | 0 | I Shares held through MHW Partners, L.P. | — · 2017-07-19 to 2022-07-19 | 767,500 Common stock | (F1) Warrant exercise price of $0.10 for the first 268,625 shares, $0.20 for the next 268,625 shares and $0.30 for the final 230,250 shares. (F2) The shares are owned by MHW Partners, L.P. The reporting person is the General Partner of MHW Partners, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. |