Form 4 for UEC URANIUM ENERGY CORP
Accepted 2022-07-22 00:00:00 ET · period of report 2022-07-21 · accession 0001437749-22-017616 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-07-22 | 2022-07-21 | UEC | Abraham Spencer | Dir | M - OptEx | $1.21 | +144.7K | 580.0K | +33% | +$175.3K |
| DM | 2022-07-22 | 2022-07-21 | UEC | Abraham Spencer | Dir | F - Tax | $3.49 | -45.8K | 560.3K | -8% | -$160.0K |
| DM | 2022-07-22 | 2022-07-21 | UEC | Abraham Spencer | Dir | M - OptEx | $0.00 | -144.7K | 48.6K | -75% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2022-07-21 | M | A | 100,000 | $0.91 | 574,030 | D | — | — | (F3) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 26,075 shares at a fair market value of $3.49 per share being equal to the exercise price, such that the Reporting Person was issued 73,925 shares |
| 2 | Common | COMMON STOCK | 2022-07-21 | F | D | 26,075 | $3.49 | 547,955 | D | — | — | |
| 3 | Common | COMMON STOCK | 2022-07-21 | F | D | 19,763 | $3.49 | 560,271 | D | — | — | |
| 4 | Common | COMMON STOCK | 2022-07-21 | M | A | 12,635 | — | 474,030 | D | — | — | (F1) Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. |
| 5 | Common | COMMON STOCK | 2022-07-21 | M | A | 32,079 | $2.15 | 580,034 | D | — | — | (F4) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 19,763 shares at a fair market value of $3.49 per share being equal to the exercise price, such that the Reporting Person was issued 12,316 shares. |
| 6 | Derivative | Options | 2022-07-21 | M | D | 100,000 | — | 64,158 | D | $0.91 · 2022-07-16 to 2030-07-16 | 100,000 Common Stock | (F5) Granted pursuant to and in accordance with the Company's stock incentive plan |
| 7 | Derivative | Options | 2022-07-21 | M | D | 32,079 | — | 32,079 | D | $2.15 · 2022-07-21 to 2031-07-21 | 32,079 Common Stock | (F5) Granted pursuant to and in accordance with the Company's stock incentive plan |
| 8 | Derivative | Restricted Stock Units | 2022-07-21 | M | D | 12,635 | $0.00 | 48,603 | D | — · — to — | 12,635 Common Stock | (F1) Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. (F2) This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. |