Form 4 for UEC URANIUM ENERGY CORP
Accepted 2022-08-02 00:00:00 ET · period of report 2022-07-29 · accession 0001437749-22-018481 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-02 | 2022-07-30 | UEC | Adnani Amir | Pres, CEO, Dir | M - OptEx | — | +610.7K | 3.75M | +19% | — |
| DM | 2022-08-02 | 2022-07-30 | UEC | Adnani Amir | Pres, CEO, Dir | F - Tax | $4.20 | -326.7K | 3.24M | -9% | -$1.37M |
| DM | 2022-08-02 | 2022-07-30 | UEC | Adnani Amir | Pres, CEO, Dir | M - OptEx | $0.00 | -610.7K | 476.8K | -56% | $0 |
| DM | 2022-08-02 | 2022-07-29 | UEC | Adnani Amir | Pres, CEO, Dir | A - Grant | $0.00 | +307.0K | 534.4K | +135% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2022-07-30 | M | A | 100,000 | — | 3,294,101 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock. |
| 2 | Common | COMMON STOCK | 2022-07-30 | M | A | 510,675 | — | 3,751,276 | D | — | — | (F7) Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date. |
| 3 | Common | COMMON STOCK | 2022-07-30 | F | D | 273,212 | $4.20 | 3,478,064 | D | — | — | (F10) Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of Performance Based Restricted Stock Units. |
| 4 | Common | COMMON STOCK | 2022-07-30 | F | D | 53,500 | $4.20 | 3,240,601 | D | — | — | (F9) Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of Restricted Stock Units. |
| 5 | Derivative | Restricted Stock Units | 2022-07-30 | M | D | 100,000 | $0.00 | 434,431 | D | — · — to — | 100,000 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock. (F6) This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. |
| 6 | Derivative | Performance Based Restricted Stock Units | 2022-07-30 | M | D | 510,675 | $0.00 | 476,802 | D | — · — to — | 510,675 Common Stock | (F7) Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date. (F8) This award has vested as to one-third of the Performance Based Restricted Stock Units on the first, second and third anniversary of the grant date. |
| 7 | Derivative | Performance Based Restricted Stock Units | 2022-07-29 | A | A | 162,848 | $0.00 | 987,477 | D | — · — to — | 162,848 Common Stock | (F4) Each performance based restricted stock unit represents a contingent right to receive one share of common stock. (F5) The performance based restricted stock units vest 100% on July 29, 2025. Vested shares will be delivered to the reporting person no later than August 30th, 2024. |
| 8 | Derivative | Restricted Stock Units | 2022-07-29 | A | A | 144,121 | $0.00 | 534,431 | D | — · — to — | 144,121 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock. (F3) The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year. |