Form 4 for HLLY Holley Inc.
Accepted 2022-08-08 00:00:00 ET · period of report 2022-08-05 · accession 0001437749-22-019366 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-08 | 2022-08-05 | HLLY | MIDOCEAN ASSOCIATES V, L.P. | 10% | J - Other | $0.00 | -6.25M | 0 | -100% | $0 |
| DMI | 2022-08-08 | 2022-08-05 | HLLY | MIDOCEAN ASSOCIATES V, L.P. | 10% | J - Other | $0.00 | +4.19M | 51.5K | New | $0 |
| D | 2022-08-08 | 2022-08-05 | HLLY | MIDOCEAN ASSOCIATES V, L.P. | 10% | J - Other | $0.00 | -4.67M | 0 | -100% | $0 |
| DMI | 2022-08-08 | 2022-08-05 | HLLY | MIDOCEAN ASSOCIATES V, L.P. | 10% | J - Other | $0.00 | +4.00M | 20.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-05 | J | D | 6,250,000 | $0.00 | 0 | D By MidOcean Partners V, L.P. | — | — | (F2) MidOcean Partners is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. |
| 2 | Common | Common Stock | 2022-08-05 | J | A | 4,170,294 | $0.00 | 10,245,294 | I By MidOcean Partners V Executive, L.P. | — | — | (F3) MidOCean Executive is the record holder of the securities reported. The general partner of MidOcean Executives is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. |
| 3 | Common | Common Stock | 2022-08-05 | J | A | 20,956 | $0.00 | 45,956 | I By MidOcean Partners V, L.P. | — | — | (F2) MidOcean Partners is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. |
| 4 | Common | Common Stock | 2022-08-05 | J | D | 5,500 | $0.00 | 10,239,794 | I By MidOcean Partners V Executive, L.P. | — | — | (F3) MidOCean Executive is the record holder of the securities reported. The general partner of MidOcean Executives is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. |
| 5 | Common | Common Stock | 2022-08-05 | J | A | 5,500 | $0.00 | 51,456 | I | — | — | |
| 6 | Derivative | Warrants to purchase Common Stock | 2022-08-05 | J | D | 4,666,667 | $0.00 | 0 | D By MidOcean Partners V, L.P. | $11.50 · 2021-10-09 to 2026-07-16 | 4,666,667 Common Stock | (F2) MidOcean Partners is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. |
| 7 | Derivative | Warrants to purchase Common Stock | 2022-08-05 | J | A | 3,980,001 | $0.00 | 3,980,001 | I By MidOcean Partners V Executive, L.P. | $11.50 · 2021-10-09 to 2026-07-16 | 3,980,001 Common Stock | (F3) MidOCean Executive is the record holder of the securities reported. The general partner of MidOcean Executives is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein. |
| 8 | Derivative | Warrants to purchase Common Stock | 2022-08-05 | J | A | 20,000 | $0.00 | 20,000 | I | $11.50 · 2021-10-09 to 2026-07-16 | 20,000 Common Stock |