Form 4 for HLLY Holley Inc.
Accepted 2022-08-08 00:00:00 ET · period of report 2022-08-05 · accession 0001437749-22-019369 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-08-08 | 2022-08-05 | HLLY | Rubel Matthew E | Dir | J - Other | $0.00 | +898.1K | 134.8K | New | $0 |
| DI | 2022-08-08 | 2022-08-05 | HLLY | Rubel Matthew E | Dir | J - Other | $0.00 | +233.3K | 233.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-05 | J | A | 493,632 | $0.00 | 493,632 | I By Rubel Family Management Trust U/A Dated 10/8/2018 | — | — | (F2) Management Trust is the record holder of the securities reported. Mr. Rubel and Melissa Rubel are the trustees of the Management Trust and have shared voting and investment control over the securities held by the Management Trust. Each of Mr. Rubel and Ms. Rubel disclaim beneficial ownership except to the extent of their respective pecuniary interests therein. |
| 2 | Common | Common Stock | 2022-08-05 | J | A | 134,831 | $0.00 | 134,831 | I By Matthew Rubel Family Annual Exclusion Trust FBO Michael Rubel | — | — | (F5) Michael Trust is the record holder of the securities reported. Mr. Rubel is the trustee of the Michael Trust and has voting and investment control over the securities held by the Michael Trust. Mr. Rubel disclaims beneficial ownership except to the extent of his pecuniary interests therein. |
| 3 | Common | Common Stock | 2022-08-05 | J | A | 134,831 | $0.00 | 134,831 | I By Matthew Rubel Family Annual Exclusion Trust FBO Jeffrey Rubel | — | — | (F4) Jeffrey Trust is the record holder of the securities reported. Mr. Rubel is the trustee of the Jeffrey Trust and has voting and investment control over the securities held by the Jeffrey Trust. Mr. Rubel disclaims beneficial ownership except to the extent of his pecuniary interests therein. |
| 4 | Common | Common Stock | 2022-08-05 | J | A | 134,831 | $0.00 | 134,831 | I By Matthew Rubel Family Annual Exclusion Trust FBO Joshua Rubel | — | — | (F3) Joshua Trust is the record holder of the securities reported. Mr. Rubel is the trustee of the Joshua Trust and has voting and investment control over the securities held by the Joshua Trust. Mr. Rubel disclaims beneficial ownership except to the extent of his pecuniary interests therein. |
| 5 | Derivative | Warrants to purchase Common Stock | 2022-08-05 | J | A | 233,333 | $0.00 | 233,333 | I By Rubel Family Management Trust U/A Dated 10/8/2018 | $11.50 · 2021-10-09 to 2026-07-16 | 233,333 Common Stock | (F2) Management Trust is the record holder of the securities reported. Mr. Rubel and Melissa Rubel are the trustees of the Management Trust and have shared voting and investment control over the securities held by the Management Trust. Each of Mr. Rubel and Ms. Rubel disclaim beneficial ownership except to the extent of their respective pecuniary interests therein. (F6) The Warrants become exercisable at any time commencing on the later of one year from the closing of the Issuer's initial public offering, which occurred on October 9, 2020, and 30 days after the completion of Issuer's initial business combination, which closed on July 16, 2021, and expire five years after the completion of the initial business combination or earlier upon redemption or liquidation. |