Form 4 for EXTR EXTREME NETWORKS INC
Accepted 2022-08-17 00:00:00 ET · period of report 2022-08-15 · accession 0001437749-22-020857 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-17 | 2022-08-15+ | EXTR | Thomas Remi | EVP CFO | F - Tax | $13.77 | -43.7K | 117.5K | -27% | -$602.0K |
| DM | 2022-08-17 | 2022-08-15+ | EXTR | Thomas Remi | EVP CFO | M - OptEx | $0.00 | +88.2K | 114.4K | +335% | $0 |
| DM | 2022-08-17 | 2022-08-15+ | EXTR | Thomas Remi | EVP CFO | M - OptEx | $0.00 | -88.2K | 30.6K | -74% | $0 |
| DM | 2022-08-17 | 2022-08-15+ | EXTR | Thomas Remi | EVP CFO | A - Grant | $0.00 | +161.0K | 105.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-16 | F | D | 12,383 | $13.63 | 130,063 | D | — | — | (F2) Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release. |
| 2 | Common | Common Stock | 2022-08-15 | F | D | 12,383 | $14.02 | 102,065 | D | — | — | (F2) Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release. |
| 3 | Common | Common Stock | 2022-08-16 | M | A | 30,557 | $0.00 | 132,622 | D | — | — | |
| 4 | Common | Common Stock | 2022-08-15 | M | A | 7,643 | $0.00 | 93,263 | D | — | — | (F1) An additional 1,166 shares are included in this total, reflecting non-reportable purchase of 1,166 shares in connection with the Company's Employee Stock Purchase Plan (ESPP). |
| 5 | Common | Common Stock | 2022-08-15 | F | D | 3,790 | $14.02 | 89,473 | D | — | — | (F2) Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release. |
| 6 | Common | Common Stock | 2022-08-16 | F | D | 15,151 | $13.63 | 117,471 | D | — | — | (F2) Represents shares withheld from the released share award for the payment of applicable income and payroll withholding taxes due on release. |
| 7 | Common | Common Stock | 2022-08-16 | M | A | 24,975 | $0.00 | 142,446 | D | — | — | |
| 8 | Common | Common Stock | 2022-08-15 | M | A | 24,975 | $0.00 | 114,448 | D | — | — | |
| 9 | Derivative | Performance Shares | 2022-08-16 | M | D | 30,557 | $0.00 | 0 | D | $0.00 · 2022-08-15 to 2023-08-15 | 30,557 Common Stock | (F4) Represents one tranche of a performance award granted on 08/15/2020. The amount earned was subject to attainment of certain performance conditions and certification thereof by the Compensation Committee, which certification occurred on 8/16/2022. |
| 10 | Derivative | Performance Shares | 2022-08-16 | M | D | 24,975 | $0.00 | 0 | D | $0.00 · 2022-08-15 to 2024-08-15 | 24,975 Common Stock | (F5) Represents one tranche of a performance award granted on 08/15/2021. The amount earned was subject to attainment of certain performance conditions and certification thereof by the Compensation Committee, which certification occurred on 8/16/2022. |
| 11 | Derivative | Performance Shares | 2022-08-16 | A | A | 24,975 | $0.00 | 24,975 | D | $0.00 · 2022-08-15 to 2024-08-15 | 24,975 Common Stock | (F5) Represents one tranche of a performance award granted on 08/15/2021. The amount earned was subject to attainment of certain performance conditions and certification thereof by the Compensation Committee, which certification occurred on 8/16/2022. |
| 12 | Derivative | Performance Shares | 2022-08-16 | A | A | 30,557 | $0.00 | 30,557 | D | $0.00 · 2022-08-15 to 2023-08-15 | 30,557 Common Stock | (F4) Represents one tranche of a performance award granted on 08/15/2020. The amount earned was subject to attainment of certain performance conditions and certification thereof by the Compensation Committee, which certification occurred on 8/16/2022. |
| 13 | Derivative | Restricted Stock Units | 2022-08-15 | A | A | 105,479 | $0.00 | 105,479 | D | $0.00 · 2023-08-15 to 2025-08-15 | 105,479 Common Stock | (F3) This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. |
| 14 | Derivative | Restricted Stock Units | 2022-08-15 | M | D | 24,975 | $0.00 | 50,025 | D | $0.00 · 2022-08-15 to 2024-08-15 | 24,975 Common Stock | (F3) This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. |
| 15 | Derivative | Restricted Stock Units | 2022-08-15 | M | D | 7,643 | $0.00 | 30,572 | D | $0.00 · 2021-08-15 to 2023-08-15 | 7,643 Common Stock | (F3) This Time-based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. |