Form 4 for NHTC NATURAL HEALTH TRENDS CORP
Accepted 2022-09-16 00:00:00 ET · period of report 2022-06-15 · accession 0001437749-22-022599 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-16 | 2022-06-15+ | NHTC | Davidson Timothy Scott | SVP, CFO | M - OptEx | — | +10.4K | 396.3K | +3% | — |
| DM | 2022-09-16 | 2022-06-15+ | NHTC | Davidson Timothy Scott | SVP, CFO | D - Sale to Iss | $5.00 | -10.4K | 391.1K | -3% | -$52.2K |
| DM | 2022-09-16 | 2022-06-15+ | NHTC | Davidson Timothy Scott | SVP, CFO | M - OptEx | — | -10.4K | 5,220 | -67% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-15 | M | A | 5,224 | — | 396,324 | D | — | — | (F1) Each phantom share entities the holder to receive a cash payment equal to the fair market value of one share of NHTC common stock on the applicable vesting date, subject to satisfaction of the applicable vesting conditions and a maximum payment value of $12.00 per phantom share. |
| 2 | Common | Common Stock | 2022-06-15 | D | D | 5,224 | $5.50 | 391,100 | D | — | — | |
| 3 | Common | Common Stock | 2022-06-15 | M | A | 5,224 | — | 396,324 | D | — | — | (F1) Each phantom share entities the holder to receive a cash payment equal to the fair market value of one share of NHTC common stock on the applicable vesting date, subject to satisfaction of the applicable vesting conditions and a maximum payment value of $12.00 per phantom share. |
| 4 | Common | Common Stock | 2022-09-15 | D | D | 5,224 | $4.50 | 391,100 | D | — | — | |
| 5 | Derivative | Phantom Stock | 2022-06-15 | M | D | 5,224 | — | 10,444 | D | — · 2022-06-15 to 2022-06-15 | 5,224 Common Stock | (F1) Each phantom share entities the holder to receive a cash payment equal to the fair market value of one share of NHTC common stock on the applicable vesting date, subject to satisfaction of the applicable vesting conditions and a maximum payment value of $12.00 per phantom share. |
| 6 | Derivative | Phantom Stock | 2022-09-15 | M | D | 5,224 | — | 5,220 | D | — · 2022-09-15 to 2022-09-15 | 5,224 Common Stock | (F1) Each phantom share entities the holder to receive a cash payment equal to the fair market value of one share of NHTC common stock on the applicable vesting date, subject to satisfaction of the applicable vesting conditions and a maximum payment value of $12.00 per phantom share. |