Form 4 for NHTC NATURAL HEALTH TRENDS CORP
Accepted 2022-09-16 00:00:00 ET · period of report 2022-06-15 · accession 0001437749-22-022605 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-16 | 2022-06-15+ | NHTC | MASON RANDALL A | Dir | M - OptEx | — | +3,334 | 230.5K | +1% | — |
| DM | 2022-09-16 | 2022-06-15+ | NHTC | MASON RANDALL A | Dir | D - Sale to Iss | $5.00 | -3,334 | 228.8K | -1% | -$16.7K |
| DM | 2022-09-16 | 2022-06-15+ | NHTC | MASON RANDALL A | Dir | M - OptEx | — | -3,334 | 1,664 | -67% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-15 | M | A | 1,667 | — | 230,501 | D | — | — | (F1) Each phantom share entities the holder to receive a cash payment equal to the fair market value of one share of NHTC common stock on the applicable vesting date, subject to satisfaction of the applicable vesting conditions and a maximum payment value of $12.00 per phantom share. |
| 2 | Common | Common Stock | 2022-06-15 | D | D | 1,667 | $5.50 | 228,834 | D | — | — | |
| 3 | Common | Common Stock | 2022-09-15 | M | A | 1,667 | — | 230,501 | D | — | — | (F1) Each phantom share entities the holder to receive a cash payment equal to the fair market value of one share of NHTC common stock on the applicable vesting date, subject to satisfaction of the applicable vesting conditions and a maximum payment value of $12.00 per phantom share. |
| 4 | Common | Common Stock | 2022-09-15 | D | D | 1,667 | $4.50 | 228,834 | D | — | — | |
| 5 | Derivative | Phantom Stock | 2022-06-15 | M | D | 1,667 | — | 3,331 | D | — · 2022-06-15 to 2022-06-15 | 1,667 Common Stock | (F1) Each phantom share entities the holder to receive a cash payment equal to the fair market value of one share of NHTC common stock on the applicable vesting date, subject to satisfaction of the applicable vesting conditions and a maximum payment value of $12.00 per phantom share. |
| 6 | Derivative | Phantom Stock | 2022-09-15 | M | D | 1,667 | — | 1,664 | D | — · 2022-09-15 to 2022-09-15 | 1,667 Common Stock | (F1) Each phantom share entities the holder to receive a cash payment equal to the fair market value of one share of NHTC common stock on the applicable vesting date, subject to satisfaction of the applicable vesting conditions and a maximum payment value of $12.00 per phantom share. |