Form 4 for NGVC Natural Grocers by Vitamin Cottage, Inc.
Accepted 2022-10-04 00:00:00 ET · period of report 2022-10-03 · accession 0001437749-22-023619 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-10-04 | 2022-10-03 | NGVC | Isely Raquel M. | 13D Group Member | M - OptEx | $0.00 | +480 | 108.6K | +0.4% | $0 |
| D | 2022-10-04 | 2022-10-03 | NGVC | Isely Raquel M. | 13D Group Member | F - Tax | $10.79 | -164 | 108.4K | -0.2% | -$1,770 |
| D | 2022-10-04 | 2022-10-03 | NGVC | Isely Raquel M. | 13D Group Member | M - OptEx | $0.00 | -480 | 5,345 | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-03 | M | A | 480 | $0.00 | 108,562 | D | — | — | (F1) Represents shares of NGVC common stock issued to the reporting person upon the vesting of 480 restricted stock units on October 3, 2022, the business day immediately following the vesting date of October 1, 2022, where each restricted stock unit represented the economic equivalent of one share of NGVC common stock. |
| 2 | Common | Common Stock | 2022-10-03 | F | D | 164 | $10.79 | 108,398 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-10-03 | M | D | 480 | $0.00 | 5,345 | D | $0.00 · 2022-10-03 to 2022-10-03 | 480 Common Stock | (F4) In addition to the transactions reported by this Form 4: (a) 205 restricted stock units will vest on November 1, 2022, (b) 200 restricted stock units will vest on June 27, 2023, (c) 100 restricted stock units will vest on each of October 15, 2022, 2023 and 2024, (d) 480 will vest on each of October 1, 2023, 2024 and 2025, and (e) 3,200 will vest on September 30, 2024. (F3) Each restricted stock unit represents the economic equivalent of one share of NGVC common stock. |