Form 4 for RMCF Rocky Mountain Chocolate Factory, Inc.
Accepted 2022-11-02 00:00:00 ET · period of report 2022-10-31 · accession 0001437749-22-025550 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-11-02 | 2022-10-31+ | RMCF | GEYGAN JEFFREY RICHART | Dir | P - Purchase | $6.59 | +9,850 | 548.5K | +2% | +$64.9K |
| 2022-11-02 | 2022-11-02 | RMCF | GEYGAN JEFFREY RICHART | Dir | P - Purchase | $6.59 | +1,275 | 20.3K | +7% | +$8,402 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-31 | P | A | 500 | $6.59 | 548,463 | I By Global Value Investment Corporation | — | — | (F2) The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. (F1) These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. |
| 2 | Common | Common Stock | 2022-11-02 | P | A | 9,344 | $6.59 | 557,813 | I By Global Value Investment Corporation | — | — | (F2) The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. (F1) These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. |
| 3 | Common | Common Stock | 2022-11-01 | P | A | 6 | $6.55 | 548,469 | I By Global Value Investment Corporation | — | — | (F2) The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. (F1) These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships. |
| 4 | Common | Common Stock | 2022-11-02 | P | A | 1,275 | $6.59 | 20,318 | D | — | — |