Form 4 for NGVC Natural Grocers by Vitamin Cottage, Inc.
Accepted 2022-11-03 00:00:00 ET · period of report 2022-11-01 · accession 0001437749-22-025852 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-03 | 2022-11-01 | NGVC | Isely Raquel M. | 13D Group Member | M - OptEx | $0.00 | +205 | 108.7K | +0.2% | $0 |
| D | 2022-11-03 | 2022-11-01 | NGVC | Isely Raquel M. | 13D Group Member | F - Tax | $11.50 | -57 | 108.6K | -0.1% | -$655.50 |
| D | 2022-11-03 | 2022-11-01 | NGVC | Isely Raquel M. | 13D Group Member | A - Grant | $0.00 | +4,000 | 9,040 | +79% | $0 |
| D | 2022-11-03 | 2022-11-01 | NGVC | Isely Raquel M. | 13D Group Member | M - OptEx | $0.00 | -205 | 5,040 | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-01 | M | A | 205 | $0.00 | 108,669 | D | — | — | (F1) Represents shares of NGVC common stock issued to the reporting person upon the vesting of 205 restricted stock units on November 1, 2022, where each restricted stock unit represented the economic equivalent of one share of NGVC common stock. |
| 2 | Common | Common Stock | 2022-11-01 | F | D | 57 | $11.50 | 108,612 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-11-01 | A | A | 4,000 | $0.00 | 9,040 | D | — · — to — | 4,000 Common Stock | (F4) In addition to the transactions reported by this Form 4, includes: (a) 200 restricted stock units vesting on June 27, 2023, (b) 100 restricted stock units vesting on each of October 15, 2023 and 2024, (c) 480 restricted stock units vesting on each of October 1, 2023, 2024 and 2025, and (d) 3,200 restricted stock units vesting on September 30, 2024. (F3) Each restricted stock unit represents the economic equivalent of one share of NGVC common stock. (F5) These restricted stock units will vest in full on November 1, 2025. |
| 4 | Derivative | Restricted Stock Units | 2022-11-01 | M | D | 205 | $0.00 | 5,040 | D | — · 2022-11-01 to 2022-11-01 | 205 Common Stock | (F4) In addition to the transactions reported by this Form 4, includes: (a) 200 restricted stock units vesting on June 27, 2023, (b) 100 restricted stock units vesting on each of October 15, 2023 and 2024, (c) 480 restricted stock units vesting on each of October 1, 2023, 2024 and 2025, and (d) 3,200 restricted stock units vesting on September 30, 2024. (F3) Each restricted stock unit represents the economic equivalent of one share of NGVC common stock. |