Form 4 for NGVC Natural Grocers by Vitamin Cottage, Inc.
Accepted 2022-11-03 00:00:00 ET · period of report 2022-11-01 · accession 0001437749-22-025854 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-03 | 2022-11-01 | NGVC | Dissinger Todd | CFO | M - OptEx | $0.00 | +1,620 | 49.9K | +3% | $0 |
| D | 2022-11-03 | 2022-11-01 | NGVC | Dissinger Todd | CFO | F - Tax | $11.50 | -468 | 49.5K | -0.9% | -$5,382 |
| D | 2022-11-03 | 2022-11-01 | NGVC | Dissinger Todd | CFO | M - OptEx | $0.00 | -1,620 | 81.8K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-01 | M | A | 1,620 | $0.00 | 49,924 | D | — | — | (F1) Represents shares of NGVC common stock issued to the reporting person upon the vesting of 1,620 restricted stock units on November 1, 2022, where each restricted stock unit represented the economic equivalent of one share of NGVC common stock. |
| 2 | Common | Common Stock | 2022-11-01 | F | D | 468 | $11.50 | 49,456 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-11-01 | M | D | 1,620 | $0.00 | 81,850 | D | $0.00 · 2022-11-01 to 2022-11-01 | 1,620 Common Stock | (F4) Includes: (a) 12,014 restricted stock units vesting on January 2, 2023; provided, however, that all the restricted stock units in this clause (a) that are unvested will become fully vested upon the occurrence of a change in control affecting the Company; (b) 4,000 restricted stock units vesting on June 27, 2023; (c) 1,600 restricted stock units vesting on each of October 1, 2023 and 2024; (d) 1,920 restricted stock units vesting on each of October 1, 2023, 2024 and 2025; (e) 25,000 restricted stock units vesting on September 30, 2024; and (f) 31,876 restricted stock units vesting on December 31, 2024. (F3) Each restricted stock unit represents a contingent right to receive one share of NGVC common stock. |